Kayne Anderson Rudnick Investment Management (“KAR”) is seeking a highly motivated self-starter to join the team as a Senior Investment Advisor Associate. The successful candidate will work as part of a growth-focused advisory team to provide a professional and exceptional level of client service to affluent investors.
ESSENTIAL JOB FUNCTIONS:
Act as primary service related and administrative contact for high-net-worth investors and their professional advisors (CPA’S, business managers, attorney’s).
Act as project lead or participate extensively in department or firm level projects.
Open new accounts and monitor progress.
Provide daily client service, including but not limited to, investing deposits, calculating withdrawals, handling cashiering needs, facilitating tax trading, charitable gifting, required minimum distributions, special requests, account re-registrations, cost basis step up, custom report creation, address changes, and account terminations, and preparing tax analysis reports.
Execute asset allocation changes based on Advisor recommendation and monitor progress.
Schedule Advisor-Client meetings and prepare portfolio review book materials.
Attend in house or off site meetings or events as requested by Advisor.
Maintain and update client files, CRM and other portfolio data, as needed.
Collaborate with management to improve practices and procedures
Series 7 preferred
5 + years client service working with high net worth individuals at an investment management firm, private bank, or broker/dealer with history of increasing responsibilities.
Fundamental knowledge of equity and fixed income markets and alternative asset classes
Knowledge of nuances in setting up various account registrations, including documentation required and limitations behind such registrations.
Experience with and knowledge of paperwork and workflow associated with custodians such as Charles Schwab and/or Fidelity Investments.
Commitment to, and demonstrated history of, providing the best service levels to clients as well as to internal constituents.
Competitive salary DOE
Health & Dental Insurance
Meals provided daily
Potential for bonus participation
A competitive compensation will be offered. Details will be discussed at the appropriate time with interested, qualified candidates.
No relo provided
For additional general information on Kayne Anderson Rudnick, please access the firm’s web site at www.kayne.com
About Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management is a registered investment advisor based in Los Angeles, California with approximately $14 billion in assets under management.Clients include affluent individuals, endowments, foundations, corporations, public funds, and pension plans for who it manages a range of portfolios having a common disciplined, high-quality investment philosophy. For more information please visit their website: http://www.kayne.com
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Formed in 1974, the Independent Bankers Association of Texas (IBAT) represents Texas community banks. The Austin-based group is the largest state community banking organization in the nation, with membership comprised of more than 2,000 banks and branches in 700 Texas communities. Providing safe and responsible financial services to all Texans, IBAT member bank assets range in size from $10 million to $20 billion with combined assets statewide of nearly $165 billion. IBAT member banks are committed to supporting and investing in their local communities.