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Sky's Edge Wealth, Ameriprise Financial LLC
Madison, Wisconsin
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Investment Operations Associate
Notifies trading team of trades/deposits Completes planning memo in a timely fashion Direct business submission; App Complete submissions; PIPS/SWPS; POA Affidavits for advisory accounts Completes E-blotter for all checks and security certificates and maintaining copies of checks and certificates in a compliance file Prepares and processes investment account applications, proposals and other investment-related forms Prepares RIA kit for each new prospective client Processes and maintenance of SBLOCs Updates Opportunities report daily for pending, not submitted, and completed investment activity Updates advisors weekly on the opportunity report Tracks and submits annual client retainer fees Co
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